Patrick Copeland Currall

Current Employers

Employment History

• 11/2011 → 07/2021
  Citigroup
  Los Angeles, CA
• 07/2021 → 08/2023
  Royal Alliance Associates, Inc.
  Los Angeles, CA
• 07/2021 → Present
  Seia Llc
  Newport Beach, CA
• 08/2023 → Present
  Ses Inc.
  Newport Beach, CA

Previous Registrations

• 2011-11-18 → 2021-07-28
  Citigroup Global Markets Inc.
  Beverly Hills, CA
  West Hollywood, CA
  San Antonio, TX
  Los Angeles, CA
  San Francisco, CA
  Fountain Valley, CA
  Beverly Hills, CA
  Los Angeles, CA
  Beverly Hills, CA
  La Canada-Flintridge, CA
  Newbury Park, CA
  Ft Lauderdale, FL
  Los Angeles, CA
  San Clemente, CA
  Fresno, CA
  Fountain Valley, CA
  Laguna Niguel, CA
  Laguna Hills, CA
  Aliso Viejo, CA
  Fresno, CA
  Fountain Valley, CA
  Fort Mill, SC
  Fountain Valley, CA
• 2009-02-06 → 2011-11-18
  Voya Financial Advisors, Inc.
  San Diego, CA
  Van Nuys, CA
• 2006-01-30 → 2007-12-06
  U.S. Bancorp Investments, Inc.
  Los Angeles, CA
  Los Angeles, CA

Other Businesses

Alaska Go Fish, LLC; Charter Fishing; Non-Investment Related; Ketchikan, Alaska; Affiliation Start Date: 11/17/2018; Title: Partner; Duties: Owner - no operational responsibilities; 0 hours devoted to the outside business each month during securities trading hours; 2 hours devoted to the outside business each month outside of securities trading hours. SEIA LLC POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 07/23/2021 ADDRESS: 610 Newport Center Drive, Suite 300, Newport Beach CA 92660, United States DESCRIPTION: Provide financial advice to clients ALASKA ADVENTURE PROJECT FOR WOUNDED VETERANS POSITION: CFO NATURE: Non- profit to take veterans suffering PTSD on an Alaska Adventure (Fishing, Hiking, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2016 ADDRESS: 360 Main Street, Ketchikan AK 99901, United States DESCRIPTION: Much of the administrative tasks fall to me as well as the lion share of fundraising. Insurance License Producer POSITION: Insurance License Holder NATURE: Insurance sales & service. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 07/23/2021 ADDRESS: 610 Newport Center Drive, Suite 300, Newport Beach CA 92660, United States DESCRIPTION: Insurance sales and service consistent with financial planning.

Exams

• S66 Uniform Combined State Law Examination
  2006-01-27
• S63 Uniform Securities Agent State Law Examination
  2002-01-11