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Current Employers
Silver Oak Securities, Incorporated

403 N. Parkway Ste. 101, Jackson, TN 38305 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2021-10-06
  • KY RA
    APPROVED
    Since 2021-10-06

Branch Locations

1461 Haley Rd, Shelbyville, KY 40065 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Portfolio Resources Group, Inc. Miami FL 01/2008 10/2021
Silver Oak Securities, Inc. Shelbyville KY 10/2021 Present
  • 01/2008 → 10/2021
    Portfolio Resources Group, Inc.
    Miami, FL
  • 10/2021 → Present
    Silver Oak Securities, Inc.
    Shelbyville, KY
Previous Registrations
  • 2008-01-16 → 2021-10-12
    Louisville, KY
    Coral Gables, FL
    Shelbyville, KY
  • 2002-07-08 → 2007-12-31
    Financial West Group
    Louisville, KY
    Newmarket, NH
    Louisville, KY
    Troy, PA
Other Businesses

1) CHANCERY FINANCIAL ADVISORS, ACCREDITED FINANCIAL FIDUCIARY, SMALL BUSINESS CONSULTING CONSTRUCTING FINANCIAL MODELS AND PROVIDING STRATEGIC AND OPERATIONAL ADVICE. 2) Cogswell & Company,Is Not Investment Related,,Promotional products,PT employee,2019-04-22,2 hours per month,0 hours per month during trading hours,No Compensation Compensation,Administrative. 3) Chancery Financial Advisors,Is Not Investment Related,,Insurance / life / fixed,Agent,2012-02-01,10 hours per month,0 hours per month during trading hours,Commission Compensation,"I use Asset Marketing Systems in San Diego, CA for my IMO." 4) Gaudium LLC,Is Not Investment Related,,Sells hats and shirts,Minority owner,2008-06-01,0 hours per month,0 hours per month during trading hours,Commission Compensation,I own less than 2% of this company and get a K1 each year; its never been positive and not more than $1k.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-01-18
  • S66 Uniform Combined State Law Examination
    2002-01-18
Other Names
  • J. Chris Cogswell
  • John Christopher Cogswell
  • John C Cogswell

View on SEC IAPD

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