John Christopher Cogswell

Employer firm

Silver Oak Securities, Incorporated CRD 46947

$2.45B regulatory AUM 42 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2008 → 10/2021
  Portfolio Resources Group, Inc.
  Miami, FL
• 10/2021 → Present
  Silver Oak Securities, Inc.
  Shelbyville, KY

Previous Registrations

• 2008-01-16 → 2021-10-12
  Portfolio Resources Advisor Group, Inc.
  Louisville, KY
  Coral Gables, FL
  Shelbyville, KY
• 2002-07-08 → 2007-12-31
  Financial West Group
  Louisville, KY
  Newmarket, NH
  Louisville, KY
  Troy, PA

Other Businesses

1) CHANCERY FINANCIAL ADVISORS, ACCREDITED FINANCIAL FIDUCIARY, SMALL BUSINESS CONSULTING CONSTRUCTING FINANCIAL MODELS AND PROVIDING STRATEGIC AND OPERATIONAL ADVICE. 2) Cogswell & Company,Is Not Investment Related,,Promotional products,PT employee,2019-04-22,2 hours per month,0 hours per month during trading hours,No Compensation Compensation,Administrative. 3) Chancery Financial Advisors,Is Not Investment Related,,Insurance / life / fixed,Agent,2012-02-01,10 hours per month,0 hours per month during trading hours,Commission Compensation,"I use Asset Marketing Systems in San Diego, CA for my IMO." 4) Gaudium LLC,Is Not Investment Related,,Sells hats and shirts,Minority owner,2008-06-01,0 hours per month,0 hours per month during trading hours,Commission Compensation,I own less than 2% of this company and get a K1 each year; its never been positive and not more than $1k.

Exams

• S66 Uniform Combined State Law Examination
  2002-01-18

Other Names

• J. Chris Cogswell
• John Christopher Cogswell
• John C Cogswell