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Kevin Michael Burke

Guggenheim Investments

Chicago, IL

New York, NY

CRD 4486623

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Employer firm

Guggenheim Investments CRD 105477

$7.97B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)

From the firm’s Form ADV. Read the guides:

Current Employers
Guggenheim Investments

330 Madison Avenue 10Th Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-04-08
  • IL RA
    APPROVED
    Since 2021-04-08

Branch Locations

227 West Monroe St., Chicago, IL 60606 • United States

330 Madison Avenue 10Th Floor, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Elmhurst IL 09/2015 09/2016
Northern Trust Corporation Chicago IL 10/2016 04/2020
Conifer Bay Capital Llc Winnetka IL 05/2020 12/2020
Conifer Bay Capital Llc Winnetka IL 12/2020 03/2021
Guggenheim Funds Distributors, Llc Chicago IL 03/2021 Present
  • 09/2015 → 09/2016
    Unemployed
    Elmhurst, IL
  • 10/2016 → 04/2020
    Northern Trust Corporation
    Chicago, IL
  • 05/2020 → 12/2020
    Conifer Bay Capital Llc
    Winnetka, IL
  • 12/2020 → 03/2021
    Conifer Bay Capital Llc
    Winnetka, IL
  • 03/2021 → Present
    Guggenheim Funds Distributors, Llc
    Chicago, IL
Previous Registrations
  • 2020-12-14 → 2021-03-12
    Conifer Bay Capital Llc
    Elmhurst, IL
    Winnetka, IL
  • 2002-08-01 → 2005-02-25
    Credit Suisse Securities (Usa) Llc
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-12-09
S66 Uniform Combined State Law Examination 2002-03-21
  • S65 Uniform Investment Adviser Law Examination
    2020-12-09
  • S66 Uniform Combined State Law Examination
    2002-03-21

View on SEC IAPD

Nearby Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC

Nearby Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN

Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

More in Chicago, IL

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