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Kevin Michael Burke

Guggenheim Investments

Chicago, IL

New York, NY

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Current Employers
Guggenheim Investments

330 Madison Avenue 10Th Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-04-08
  • IL RA
    APPROVED
    Since 2021-04-08

Branch Locations

227 West Monroe St., Chicago, IL 60606 • United States

330 Madison Avenue 10Th Floor, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Elmhurst IL 09/2015 09/2016
Northern Trust Corporation Chicago IL 10/2016 04/2020
Conifer Bay Capital Llc Winnetka IL 05/2020 12/2020
Conifer Bay Capital Llc Winnetka IL 12/2020 03/2021
Guggenheim Funds Distributors, Llc Chicago IL 03/2021 Present
  • 09/2015 → 09/2016
    Unemployed
    Elmhurst, IL
  • 10/2016 → 04/2020
    Northern Trust Corporation
    Chicago, IL
  • 05/2020 → 12/2020
    Conifer Bay Capital Llc
    Winnetka, IL
  • 12/2020 → 03/2021
    Conifer Bay Capital Llc
    Winnetka, IL
  • 03/2021 → Present
    Guggenheim Funds Distributors, Llc
    Chicago, IL
Previous Registrations
  • 2020-12-14 → 2021-03-12
    Conifer Bay Capital Llc
    Elmhurst, IL
    Winnetka, IL
  • 2002-08-01 → 2005-02-25
    Credit Suisse Securities (Usa) Llc
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-12-09
S66 Uniform Combined State Law Examination 2002-03-21
  • S65 Uniform Investment Adviser Law Examination
    2020-12-09
  • S66 Uniform Combined State Law Examination
    2002-03-21

View on SEC IAPD

Other Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
GUGGENHEIM INVESTMENTS
PEKIN HARDY STRAUSS, INC.
SPIDERROCK ADVISORS, LLC
PROSPECT PARTNERS ADVISORS LLC
DOYENNE WEALTH ADVISORS

Other Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN
PHILIP JOHN RIDOLPHI
SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

More in Chicago, IL

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