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Richard T. Paulson

J. Safra Asset Management Corporation

New York City, NY

CRD 4008807

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Employer firm

J. Safra Asset Management Corporation CRD 131243

$6.26B regulatory AUM 1 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers
  • INVESTMENT CONSULTING TO INVESTMENT MANAGERS

From the firm’s Form ADV. Read the guides:

Current Employers
J. Safra Asset Management Corporation

546 Fifth Avenue, New York City, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-05-22
NJ RA APPROVED 2025-03-11
NY RA APPROVED 2025-01-27
  • FL RA
    APPROVED
    Since 2025-05-22
  • NJ RA
    APPROVED
    Since 2025-03-11
  • NY RA
    APPROVED
    Since 2025-01-27

Branch Locations

546 Fifth Avenue, New York City, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lord Abbett And Co. Jersey Cirty NJ 06/2014 01/2024
Vacation Jersey City FL 01/2024 06/2024
J Safra Asset Management Corporation New York NY 06/2024 Present
Other Businesses

Trustee of Adventure Unlimited (youth charity). Chair of Investment Committee.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-01-27
S63 Uniform Securities Agent State Law Examination 1999-10-08
  • S65 Uniform Investment Adviser Law Examination
    2025-01-27
  • S63 Uniform Securities Agent State Law Examination
    1999-10-08

View on SEC IAPD

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PATRICK FRUZZETTI
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Nearby Offices

HIGHTOWER ADVISORS, LLC · New York City, NY
CIBC PRIVATE WEALTH ADVISORS, INC. · New York, NY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · NEW YORK, NY

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