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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2015-11-06 |
Branch Locations
1101 Wootton Parkway Suite 920, Rockville, MD 20852 • United States
Leesburg, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kaplan Financial Group | Bethesda | MD | 09/2007 | Present |
| Commonwealth Financial Network | Waltham | MA | 11/2015 | Present |
1. Fixed Insurance Sales; Conducted at Branch; Investment Related; 2. Co-owner; Kaplan Benefits Group, LLC; Conducted at Branch; Investment Related. 3. Signing Authority for Kaplan Financial Group, LLC; as of 2015; 1% time spent during business hours; Conducted at branch location; Investment related. 4.Signing authority for Sarah Kaplan's individual bank account; as of 2015; 1% time spent during business hours; Conducted at branch location; Not investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-03-23 |
| S63 | Uniform Securities Agent State Law Examination | 2003-02-07 |
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