James Robert Pearson

Employer firm

Financial Strategies Wealth Management LLC CRD 170530

$23.7M regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Financial Strategies Wealth Management Llc

Fairhope, AL • United States

Current Registrations

Authority	Category	Status	Date
MS	RA	APPROVED	2025-01-17
AL	RA	APPROVED	2014-04-14

MS RA
APPROVED

Since 2025-01-17
AL RA
APPROVED

Since 2014-04-14

Branch Locations

Fairhope, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
L&L Financial Services, Llp	Mobile	AL	12/1999	09/2016
Financial Strategies Wealth Management, Llc	Fairhope	AL	04/2014	Present

12/1999 → 09/2016

L&L Financial Services, Llp

Mobile, AL
04/2014 → Present

Financial Strategies Wealth Management, Llc

Fairhope, AL

Previous Registrations

1999-12-22 → 2014-06-23

L&L Financial Services, Llp

Mobile, AL

Other Businesses

Independent licensed insurance agent operating as James Robert Pearson. Address: 12873 Saddlebrook Circle, Fairhope, AL 36532. Investment-related activity. Approximately 20 hours per month spent on these activities, all during trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-01

S65 Uniform Investment Adviser Law Examination

1999-12-01

View on SEC IAPD