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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-01-20
  • PA RA
    APPROVED
    Since 2023-01-20

Branch Locations

Warminster, PA • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 08/2016 04/2017
Keybank Spring House PA 07/2017 07/2018
Key Investment Services Llc Plymouth Meeting PA 10/2017 07/2018
Prudential Investment Management Services Llc Lansdale PA 07/2018 04/2022
Prudential Insurance Company Of America Lansdale PA 07/2018 04/2022
Gwfs Equities, Inc. Point Pleasant NJ 04/2022 Present
Empower Advisory Group, Llc Greenwood Village CO 01/2023 Present
  • 08/2016 → 04/2017
    St Louis, MO
  • 07/2017 → 07/2018
    Keybank
    Spring House, PA
  • 10/2017 → 07/2018
    Key Investment Services Llc
    Plymouth Meeting, PA
  • 07/2018 → 04/2022
    Prudential Investment Management Services Llc
    Lansdale, PA
  • 07/2018 → 04/2022
    Prudential Insurance Company Of America
    Lansdale, PA
  • 04/2022 → Present
    Gwfs Equities, Inc.
    Point Pleasant, NJ
  • 01/2023 → Present
    Greenwood Village, CO
Previous Registrations
  • 2016-12-16 → 2017-04-27
    Lansdale, PA
    St Louis, MO
    Lansdale, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-25
S63 Uniform Securities Agent State Law Examination 2006-10-24
  • S66 Uniform Combined State Law Examination
    2016-10-25
  • S63 Uniform Securities Agent State Law Examination
    2006-10-24
Designations
  • Chartered Financial Consultant
Other Names
  • Joseph Hayes
  • Joseph Anthony Hayes
  • Joseph A Hayes

View on SEC IAPD

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