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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2019-03-04 |
| CA | RA | APPROVED | 2019-03-01 |
Branch Locations
2107 N. First Street Suite 310, San Jose, CA 95131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | San Jose | CA | 03/2019 | Present |
| World Financial Group, Inc. | San Jose | CA | 10/2016 | Present |
| Independent Financial Group Llc | Santa Clara | CA | 12/2015 | 12/2018 |
| Hou Financial Group | Santa Clara | CA | 05/2012 | Present |
| Wisecreek Financial Llc | Santa Clara | CA | 01/2018 | Present |
| Sangraf International Inc. | Independence | OH | 10/2013 | Present |
Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. SANGRAF INTERNATIONAL INC.INDEPENDENCEOhioUnited StatesNoCEO 10/2013PRESENT HOU FINANCIAL GROUP/Investment Related - No/2005 De La Cruz Blvd. #230 Santa Clara, CA 95050 Tel: 650-678-0718 or 408-212-0168/Selling fixed insurance to individuals and groups/insurance broker/05.2012/10/5/selling fix insurances including medical plus health insurance clients approved with restrictions WISECREEK FINANCIAL LLC/Investment Related - No/2005 De La Cruz Blvd. Suite 230 Santa Clara, CA 95050, tel 650-678-0718 or 408-212-0168/Selling fix insurance, plus individual and business health insurances/Partner/01.2018/20/15/I am the only insurance broker for this new DBA, which eventually will replace my old DBA of Hou Financial Group. SANGRAF INTERNATIONAL INC./Investment Related - No/6140 West Creek Rd. #206 Independence, OH, 44141, 216-800-9999/This company is selling graphite electrodes to Steel companies directly from their manufactures overseas./Finance Manager/10.2013/5/2/I used to Overseas their finance department, but not any more, since they have more finance and accounting teammates and controller now.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-10-19 |
| S63 | Uniform Securities Agent State Law Examination | 2002-01-17 |
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