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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2019-11-25
TX RA APPROVED_RES 2016-12-21
MN RA APPROVED 2013-11-04
  • MT RA
    APPROVED
    Since 2019-11-25
  • TX RA
    APPROVED_RES
    Since 2016-12-21
  • MN RA
    APPROVED
    Since 2013-11-04

Branch Locations

Two Meridian Crossings Suite 450, Minneapolis, MN 55423 • United States

Lakeville, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 12/2001 06/2020
Equitable Advisors, Llc New York NY 12/2001 Present
Other Businesses

CANOPY FINANCIAL GROUP, LLC, 2 MERIDIAN CROSSINGS #450, MPLS MN 55423, CHIEF MANAGER, START: 12/30/2011, 10 HRS MONTHLY, NO COMPENSATION

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-05-17
  • S66 Uniform Combined State Law Examination
    2002-05-17
Other Names
  • Kyle Schiffler

View on SEC IAPD

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