Dominick Vincent Paonessa

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2011-07-18
FL	RA	APPROVED	2004-12-17

TX RA
APPROVED_RES

Since 2011-07-18
FL RA
APPROVED

Since 2004-12-17

Branch Locations

1 Town Center Road 10Th Floor, Boca Raton, FL 33486 • United States

Boca Raton, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Assoc., Inc.	Boca Raton	FL	12/2001	Present

12/2001 → Present

Raymond James & Assoc., Inc.

Boca Raton, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-02-13

S66 Uniform Combined State Law Examination

2002-02-13

View on SEC IAPD