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Steven William Goldfarb

Janney Montgomery Scott LLC

Washington, DC

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2024-10-30
OH RA APPROVED 2024-10-30
IL RA APPROVED 2023-09-18
VA RA APPROVED 2023-06-02
FL RA APPROVED 2023-05-30
DC RA APPROVED 2014-02-05
MD RA APPROVED 2014-01-16
TX RA APPROVED 2014-01-16
  • NV RA
    APPROVED
    Since 2024-10-30
  • OH RA
    APPROVED
    Since 2024-10-30
  • IL RA
    APPROVED
    Since 2023-09-18
  • VA RA
    APPROVED
    Since 2023-06-02
  • FL RA
    APPROVED
    Since 2023-05-30
  • DC RA
    APPROVED
    Since 2014-02-05
  • MD RA
    APPROVED
    Since 2014-01-16
  • TX RA
    APPROVED
    Since 2014-01-16

Branch Locations

1255 23Rd Street Nw Suite 810, Washington, DC 20037-1102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Washington DC 01/2014 Present
Previous Registrations
  • 2007-05-18 → 2014-01-24
    Ubs Financial Services Inc.
    Bethesda, MD
    Weehawken, NJ
    Bethesda, MD
    Rockville, MD
  • 2006-02-21 → 2007-06-09
    Citigroup Global Markets Inc.
    Bethesda, MD
    New York, NY
    Bethesda, MD
  • 2002-04-24 → 2006-02-21
    Legg Mason Wood Walker, Incorporated
    Bethesda, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-04-23
  • S66 Uniform Combined State Law Examination
    2002-04-23

View on SEC IAPD

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