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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2021-12-08
  • VA RA
    APPROVED
    Since 2021-12-08

Branch Locations

One Columbus Center Ste 676, Virginia Beach, VA 23462 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

One Columbus Center Ste 676, Virginia Beach, VA 23462 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prime Mortgage Resources Virginia Beach VA 11/2009 Present
Us Leaders Financial Group Virginia Beach VA 12/2010 Present
Voya Financial Advisors Virginia Beach VA 09/2014 06/2021
Cetera Advisor Networks Llc El Segundo CA 06/2021 12/2021
Us Leaders Protective Services Virginia Beach VA 05/2018 Present
Lpl Financial, Llc Virginia Beach VA 12/2021 Present
  • 11/2009 → Present
    Prime Mortgage Resources
    Virginia Beach, VA
  • 12/2010 → Present
    Us Leaders Financial Group
    Virginia Beach, VA
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Virginia Beach, VA
  • 06/2021 → 12/2021
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 05/2018 → Present
    Us Leaders Protective Services
    Virginia Beach, VA
  • 12/2021 → Present
    Virginia Beach, VA
Previous Registrations
  • 2021-06-09 → 2021-12-13
    Cetera Wealth Services, Llc
    Virginia Beach, VA
    Vienna, VA
  • 2005-09-12 → 2021-06-09
    Richmond, VA
    Virginia Beach, VA
    Virginia Beach, VA
    Vienna, VA
    Windsor, CT
  • 2002-04-01 → 2005-04-19
    Morgan Stanley Dw Inc.
    Virginia Bch, VA
Other Businesses

1. 12/08/2021 - US LEADERS FINANCIAL GROUP/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 80%/ VIRGINIA BEACH, VA 2. 09/01/2010 - PRIME MORTGAGE RESOURCES/ OUTSIDE/W-2 EMPLOYMENT/ INVESTMENT RELATED/ 1%/ VIRGINIA BEACH, VA 3. 04/02/2002 - TOMMY JOHNSON (SR)/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED/ 5%/ VIRGINIA BEACH, VA 4. 05/31/2018 - US LEADERS PROTECTIVE SERVICES/ OUTSIDE/W-2 EMPLOYMENT/ NOT INVESTMENT RELATED/ 15%/ VIRGINIA BEACH, VA 5. 06/15/1994 - TOMMY JOHNSON-RENTAL PROPERTIES/ REAL ESTATE RENTAL/ INVESTMENT RELATED/ 5%/ VIRGINIA BEACH, VA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-02-26
  • S66 Uniform Combined State Law Examination
    2002-02-26
Designations
Other Names
  • Tommy Joel Johnson
  • Tommy J Johnson Sr

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