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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2012-08-24 |
Branch Locations
222 S 9Th St Ste 1400, Minneapolis, MN 55402 • United States
Glendale, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Glendale | WI | 12/2007 | Present |
| Principal Securities, Inc. | Glendale | WI | 03/2016 | Present |
***Glendale River Hlls School District Foundation; Not Investment Related; Glendale, WI; Treasurer; Non-profit, volunteer organization. Raises and distributed charitable contributions to enhance the education experience of the students we serve. Raising money through a variety of initiatives. Treasurer, signature only.; Start Date: 12/09/2019; 10 hrs per month; 0 during trading hours. PRINCIPAL BANK AND PRINCIPAL TRUST COMPANY POSITION: Bank/Trust Officer NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 02/22/2022 ADDRESS: 10341 W Innovation Dr, Suite 325, Wauwatosa WI 53226, United States DESCRIPTION: Formally designated a bank officer in order to access information and adequately support/manage Principal retirement plan account relationships across both the insurance/broker-dealer and bank/trust offerings of Principal.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-08-10 |
| S63 | Uniform Securities Agent State Law Examination | 2007-08-02 |
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