David Allen Toney

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1974 → 09/2020
  Accountax
  Cincinnati, OH
• 05/2004 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 07/2004 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 03/2023 → Present
  David A. Toney Financial Solutions Llc;
  Cincinnati, OH

Previous Registrations

• 2002-11-05 → 2004-07-02
  Genworth Financial Planning Corporation
  Cincinnati, OH

Other Businesses

1) NAME OF OTHER BUSINESS: DAVID A. TONEY FINANCIAL SOLUTIONS LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX PREPARATION; START DATE: 3/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: PREPARATION & FILING OF INDIVIDUAL, PARTNERSHIP, & CORPORATE TAX RETURNS; 3) DAT PROPERTIES LLC-CO OWNS MY OFFICE BLDG & RENTS TO CPA FIRM-OWNER SINCE 12/00-COLLECT RENT MANAGE PROPERTY (NO OTHER TENANTS)-1HR/MO.

Exams

• S63 Uniform Securities Agent State Law Examination
  2003-01-03