Gregory Brook Ashton

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1999 → Present
  Ashton Publications
  Okc, OK
• 12/2001 → Present
  Dba The Ashton Group
  Okc, OK
• 06/2016 → 10/2017
  Wilbanks Securities, Inc.
  Oklahoma City, OK
• 06/2016 → 12/2017
  Wilbanks Securities Advisory
  Oklahoma City, OK
• 01/2018 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 01/2018 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2016-06-28 → 2017-12-31
  Wilbanks Securities Advisory
  Oklahoma City, OK
  Oklahoma City, OK
• 2010-03-26 → 2016-05-25
  First Independent Advisory Services, Inc.
  Tulsa, OK
• 2007-06-20 → 2010-03-23
  Next Financial Group, Inc.
  Oklahoma City, OK
  Edmond, OK
• 2005-02-14 → 2007-06-15
  Wilbanks Securities Advisory
  Oklahoma City, OK
  Oklahoma City, OK
• 2002-05-10 → 2005-01-12
  Waddell & Reed
  Edmond, OK

Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 20 HR/MO, 20 HR/MO TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2) MODERN WEALTH MANAGEMENT, 1024 NW 14TH ST, OKLAHOMA CITY, OK, 02/2018, AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 20 HR/MO, 4 HR/MO TRADING. 3) MODERN WEALTH MANAGEMENT, 1024 NW 14TH ST, OKLAHOMA CITY, OK, OWNER, DBA, 01/2018, NIR, 0 HR/MO, 0 HR/MO TRADING. 4) THE ASHTON GROUP, 1024 NW 14TH ST, OKLAHOMA CITY, OK, 01/2003, OWNER, DBA, NIR, 0 HR/MO, 0 HR/MO TRADING. 5) ASHTON PUBLICATIONS, 1024 NW 14TH ST, OKLAHOMA CITY, OK, 09/2018, CO-OWNER, BOOK PUBLISHER, NIR, 6 HR/MO, 0 HR/MO TRADING. 6) GREGORY ASHTON, 1024 NW 14TH ST, OKLAHOMA CITY, OK, 09/2011, OWNER, SOLE PROPRIETOR OF ONLINE SALES, NIR, 4 HR/MO, 0 HR/MO TRADING. 7) OPEN ROAD ADVISOR, 1024 NW 14TH ST, OKLAHOMA CITY, OK, 06/2023, OWNER, DBA, NIR, 0 HR/MO, 0 HR/MO TRADING.

Exams

• S66 Uniform Combined State Law Examination
  2002-03-25

Other Names

• Greg Ashton