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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-03-25
  • CA RA
    APPROVED
    Since 2017-03-25

Branch Locations

1435 River Park Drive Suite 410, Sacramento, CA 95815 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metropolitan Life Ins Co Ithaca NY 09/1999 Present
Metlife Securities Inc Ithaca NY 09/1999 Present
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 Present
Mml Investors Services, Llc Sacramento CA 03/2017 Present
  • 09/1999 → Present
    Metropolitan Life Ins Co
    Ithaca, NY
  • 09/1999 → Present
    Metlife Securities Inc
    Ithaca, NY
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → Present
    Sacramento, CA
Previous Registrations
  • 2015-09-24 → 2017-03-25
    Msi Financial Services, Inc.
    Ithaca, NY
    Elmira, NY
    Sacramento, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-09-10
S63 Uniform Securities Agent State Law Examination 1999-09-29
  • S65 Uniform Investment Adviser Law Examination
    2015-09-10
  • S63 Uniform Securities Agent State Law Examination
    1999-09-29

View on SEC IAPD

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