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Mach-1 Financial Group, LLC CRD 298195
$546M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1001 S. 52Nd Street Suite 100, Rogers, AR 72758 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2023-04-13 |
Branch Locations
1001 S. 52Nd Street Suite 100, Rogers, AR 72758 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Rogers | AR | 03/2013 | Present |
| Mach-1 Financial Group, Llc | Rogers | AR | 04/2023 | Present |
1) 01/25/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 01/18/2017 - 0 Hours Per Month/0 Hours During Securities Trading 2) 05/11/2023 - Mach-1 Financial Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date 04/26/2023 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Mach-1 Financial Group LLC, an independent investment advisor firm. I started this business activity in 04/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-01-02 |
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