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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
TX RA APPROVED_RES 2021-03-24
  • NY RA
    APPROVED
    Since 2021-06-14
  • TX RA
    APPROVED_RES
    Since 2021-03-24

Branch Locations

106 E Court, Ithaca, NY 14850 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Oneida NY 12/2001 Present
Art Lustgarten, Cpa Ithaka NY 01/1990 Present
Accounting/Cpa/Tax Preparation Ithaca NY 01/1991 Present
Real Estate Ithaca NY 04/2011 Present
Morgan Gun Hill Llc Ithaca NY 05/2011 Present
Lustgarten Financial Services, Inc. Ithaca NY 01/2001 09/2020
Art Lustgarten, Cpa Ithaca NY 01/1991 Present
Raymond James Financial Services Advisors, Inc. Ithaca NY 03/2021 Present
  • 12/2001 → Present
    Raymond James Financial Services, Inc
    Oneida, NY
  • 01/1990 → Present
    Art Lustgarten, Cpa
    Ithaka, NY
  • 01/1991 → Present
    Accounting/Cpa/Tax Preparation
    Ithaca, NY
  • 04/2011 → Present
    Real Estate
    Ithaca, NY
  • 05/2011 → Present
    Morgan Gun Hill Llc
    Ithaca, NY
  • 01/2001 → 09/2020
    Lustgarten Financial Services, Inc.
    Ithaca, NY
  • 01/1991 → Present
    Art Lustgarten, Cpa
    Ithaca, NY
  • 03/2021 → Present
    Ithaca, NY
Other Businesses

(1)Name of Business: Address: 106 E Court St, Ithaca, NY, 14850, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/01/2000 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: property where I conduct RJFS business also has other tenants (2)Name of Business: Art Lustgarten, CPA Address: 106 E Court St Ithaca, NY, Ithaca, NY, 14850, United States Activity Type: Accounting/CPA Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/01/1991 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 11-20 Description of duties: NOT REQUIRED AT TIME OF SUBMISSION (3)Name of Business: Lustgarten Financial Services, Inc. Address: 106 E Court St, Ithaca, NY, 14850-4272, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 01/01/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: owner RJFS Support Company

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-01-04
  • S63 Uniform Securities Agent State Law Examination
    2002-01-04
Other Names
  • Arthur Mark Lustgarten

View on SEC IAPD

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