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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2009-01-27 |
| TX | RA | APPROVED | 2009-01-15 |
Branch Locations
201 N. New York Avenue 3Rd Floor, Winter Park, FL 32789 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Orlando | FL | 01/2009 | Present |
Sol Blazers Lacrosse / 6033 lady Bet Dr Orlando,Florida 32819 / Association (e.g. Trade or Industry, Sport)/ Sport & Leisure Facilities / To promote girls lacrosse across Central Florida / Member of Board of directors / Help lead the organization in growing girls lacrosse. / Start Date 11/1/2018 /
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-01-31 |
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