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53 State Street 28Th Floor, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-04-22 |
Branch Locations
8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2017-05-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 03/2012 | 03/2017 |
| First Citizens Investor Services | Raleigh | NC | 03/2017 | 07/2020 |
| First Citizens Asset Management | Columbia | SC | 03/2017 | 07/2020 |
| First Citizens Investor Services | Raleigh | NC | 07/2020 | Present |
| Svb Wealth | Boston | MA | 04/2026 | Present |
SVB Wealth, 128 S Tryon Rd, Charlotte, NC 28202, SVBW is an affiliated IA Firm. As a Sr. Director Licensed Sales, I have a direct report and supervision responsibilities for the Affluent Wealth Advisor team who meets with existing and prospective clients to discuss the full range of investment capabilities.4 hr/month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-03 |
| S63 | Uniform Securities Agent State Law Examination | 2002-02-08 |
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