Anowar Sadat Mohammed Osmani

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-10-17

NY RA
APPROVED

Since 2023-10-17

Branch Locations

108 7Th St, Garden City, NY 11530 • United States

411 Jericho Turnpike, Mineola, NY 11501 • United States

50 Hempstead Turnpike, West Hempstead, NY 11530 • United States

114 Jericho Turnpike, New Hyde Park, NY 11040 • United States

1114 Jericho Turnpike, New Hyde Park, NY 11040 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Signature Securities Group Corp./Signature Bank	Rockville Centre	NY	02/2016	03/2019
Nylife Securities Llc	Melville	NY	06/2019	10/2023
New York Life Insurance Company	Melville	NY	06/2019	10/2023
Unemployed	Valley Stream	NY	04/2019	05/2019
Eagle Strategies, Llc	New York	NY	07/2019	10/2023
Lpl Financial Llc	West Hempstead	NY	10/2023	Present

02/2016 → 03/2019

Signature Securities Group Corp./Signature Bank

Rockville Centre, NY
06/2019 → 10/2023

Nylife Securities Llc

Melville, NY
06/2019 → 10/2023

New York Life Insurance Company

Melville, NY
04/2019 → 05/2019

Unemployed

Valley Stream, NY
07/2019 → 10/2023

Eagle Strategies, Llc

New York, NY
10/2023 → Present

Lpl Financial Llc

West Hempstead, NY

Previous Registrations

2019-07-17 → 2023-11-08

Eagle Strategies Llc

Melville, NY
2016-02-22 → 2019-04-17

Flagstar Securities, Inc

Rockville Center, NY

Other Businesses

1) 10/17/2023 - Red Apple Tax & Professional Inc. - Tax Prep/Accounting/CPA - Vice President - Inv Rel - Valley Stream, NY - Start: 12/10/2019 - 2 Hr/Mth. 2) 10/17/2023 - Notary - State of NY - Inv Rel - Start: 09/1/2002 - 2 Hours Per Month. 3) 10/17/2023 - Tas Tan Tam Real Estate Management LLC - Real Estate Rental - Inv Rel - Wilson, NC - Start: 05/25/2006 - 2 Hr/Mth. 4) 10/17/2023 - Lorraine & Real Estate Management LLC - Real Estate Rental - Co-Owner - Inv Rel - Wilson, NC - Start: 08/29/2005- 2 Hr/Mth. 5) 02/02/2024 - Flagstar Wealth Services - Inv related - AT Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 2/2/2024. 6) 09/03/2025 -Intuit Turbo Tax -Tax Assoiciate - Investment Related - Outside/W-2 Employment - Home Based - Start Date:01/06/2026 - 20 Hrs/Mth - 0 Hrs During Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-02-19
S63	Uniform Securities Agent State Law Examination	2002-01-17

S66 Uniform Combined State Law Examination

2016-02-19
S63 Uniform Securities Agent State Law Examination

2002-01-17

Other Names

Anowar Sadat Osmani
Anowar Osmani

View on SEC IAPD