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Tony Kungpo Yang

Citigroup Global Markets Inc.

Pasadena, CA

Pasadena, CA

Pasadena, CA

Los Angeles, CA

Alhambra, CA

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2013-07-17
  • CA RA
    APPROVED
    Since 2013-07-17

Branch Locations

Cwm Retail, Sales 285 S. Lake Ave, Pasadena, CA 91101 • United States

Cwm Retail, Sales 177 E Colorado Blvd., Pasadena, CA 91105 • United States

Citi Wealth Management, Sales 285 South Lake Avenue, Pasadena, CA 91101 • United States

Cwm Retail, Sales 800 N. Hill Street, Los Angeles, CA 90012 • United States

Alhambra, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup San Gabriel CA 07/2013 Present
  • 07/2013 → Present
    Citigroup
    San Gabriel, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-30
S63 Uniform Securities Agent State Law Examination 2002-02-11
  • S66 Uniform Combined State Law Examination
    2003-12-30
  • S63 Uniform Securities Agent State Law Examination
    2002-02-11
Other Names
  • Tony Kung Po Yang

View on SEC IAPD

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