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Michelle A Couture

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Providence, RI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2016-03-14
  • RI RA
    APPROVED
    Since 2016-03-14

Branch Locations

1 Financial Plz, Providence, RI 02903 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Providence RI 10/2004 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Providence RI 10/2009 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-11
S63 Uniform Securities Agent State Law Examination 2002-01-29
  • S66 Uniform Combined State Law Examination
    2016-03-11
  • S63 Uniform Securities Agent State Law Examination
    2002-01-29
Other Names
  • Michelle Ann Couture
  • Ann Grayko Michelle
  • Michelle Ann Grayko
  • Michelle Ann Mougenot

View on SEC IAPD

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