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425 N Martingale Rd Suite 1220, Schaumburg, IL 60173 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2024-11-25 |
| MN | RA | APPROVED | 2024-11-19 |
| KY | RA | APPROVED | 2024-01-18 |
| AZ | RA | APPROVED | 2024-01-10 |
| CA | RA | APPROVED | 2020-12-18 |
| IL | RA | APPROVED | 2006-09-22 |
Branch Locations
425 N Martingale Road Suite 1220, Schaumburg, IL 60173 • UNITED STATES
425 N Martingale Rd Suite 1220, Schaumburg, IL 60173 • United States
Willowbrook, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| World Equity Group, Inc. | Willowbrook | IL | 02/2004 | Present |
| Patriot Capital Management, Inc. | Lombard | IL | 03/2004 | Present |
| Patriot Capital Services, Inc. | Lombard | IL | 06/2005 | Present |
1) PATRIOT CAPITAL SERVICES, DBA NAME; Yes Investment Related; 18 Kane Ct, Willowbrook, IL, 60527;Nature: INSURANCE Sales, Financial Consulting, Credit Repair, Posn/Title/Relationship: Owner/AGENT; Start Date: 1/1/ 2003, Approx 20 Hrs/Mo, 10 during trading hours, Duties: Sales, documentation Preparation, Insurance Applications, Financial advice, Credit Repair. 2) A and N Mortgage Services, Inc.; Not Investment Related; 1945 N. Elston Ave., Chicago, IL 60642; Nature: Residential Mortgage origination; Posn/Title/Relationship: MORTGAGE Originator; Start Date: 10/18/2021; Approx. 10 hrs/mo, 2 during trading hours, , Duties: Sales/Mortgage Origination. 3) 4601 S. Indiana Ave, LLC, Investment related, started 2007, Approx 1 hr/mo, all during trading hours, 1220 Monmouth Dr., Lemont, IL 60439, Own a plat of Land for Sale, Position: Owner, Duties: Selling a vacant Lot 4) International Pure Water; Not Investment related; ADDRESS: 405 OLD PALMETTO BLUFF ROAD, BLUFFTON SC 29910; Nature of OBA: NATURE: MANUFACTURES AND SELLS RETAIL AND COMMERCIAL WATER FILTRATION PRODUCTS; Posn/Title: VICE PRESIDENT OF BUSINESS DEVELOPMENT; START DATE: 09/01/2022; No NUMBER OF Hrs/Mth: 20 Hrs; No of Hrs/Mth during Securities Trading: 10; OBA Desc: RESPONSIBLE FOR THE DEVELOPMENT OF NEW BUSINESS, FINANCIAL MANAGEMENT AND KEY RELATIONSHIPS FOR THE COMPANY. 5) Sunfire Farms LLC; Not Investment related; 18 Kane Ct, Williowbrook, IL 60527; Nature of OBA: OUTDOOR MARIJUANA GROWER IN MICHIGAN. THIS BUSINESS PERFORMS THE SAME FUNCTION AND IS ENVENTUALLY REPLACING WELLHEAD PROVISIONS LLC; Posn/Title: Business Owner; Start Date: 12/03/24; No NUMBER OF Hrs/Mth: 10 Hrs; No of Hrs/Mth during Securities Trading: 5; OBA Desc: ADMINISTRATIVE, LICENSING AND FINANCIAL OFFICER OF THE COMPANY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 2002-01-11 |
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