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Current Employers
World Equity Group, Inc.

425 N Martingale Rd Suite 1220, Schaumburg, IL 60173 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2024-11-25
MN RA APPROVED 2024-11-19
KY RA APPROVED 2024-01-18
AZ RA APPROVED 2024-01-10
CA RA APPROVED 2020-12-18
IL RA APPROVED 2006-09-22
  • SD RA
    APPROVED
    Since 2024-11-25
  • MN RA
    APPROVED
    Since 2024-11-19
  • KY RA
    APPROVED
    Since 2024-01-18
  • AZ RA
    APPROVED
    Since 2024-01-10
  • CA RA
    APPROVED
    Since 2020-12-18
  • IL RA
    APPROVED
    Since 2006-09-22

Branch Locations

425 N Martingale Road Suite 1220, Schaumburg, IL 60173 • UNITED STATES

425 N Martingale Rd Suite 1220, Schaumburg, IL 60173 • United States

Willowbrook, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
World Equity Group, Inc. Willowbrook IL 02/2004 Present
Patriot Capital Management, Inc. Lombard IL 03/2004 Present
Patriot Capital Services, Inc. Lombard IL 06/2005 Present
  • 02/2004 → Present
    Willowbrook, IL
  • 03/2004 → Present
    Patriot Capital Management, Inc.
    Lombard, IL
  • 06/2005 → Present
    Patriot Capital Services, Inc.
    Lombard, IL
Other Businesses

1) PATRIOT CAPITAL SERVICES, DBA NAME; Yes Investment Related; 18 Kane Ct, Willowbrook, IL, 60527;Nature: INSURANCE Sales, Financial Consulting, Credit Repair, Posn/Title/Relationship: Owner/AGENT; Start Date: 1/1/ 2003, Approx 20 Hrs/Mo, 10 during trading hours, Duties: Sales, documentation Preparation, Insurance Applications, Financial advice, Credit Repair. 2) A and N Mortgage Services, Inc.; Not Investment Related; 1945 N. Elston Ave., Chicago, IL 60642; Nature: Residential Mortgage origination; Posn/Title/Relationship: MORTGAGE Originator; Start Date: 10/18/2021; Approx. 10 hrs/mo, 2 during trading hours, , Duties: Sales/Mortgage Origination. 3) 4601 S. Indiana Ave, LLC, Investment related, started 2007, Approx 1 hr/mo, all during trading hours, 1220 Monmouth Dr., Lemont, IL 60439, Own a plat of Land for Sale, Position: Owner, Duties: Selling a vacant Lot 4) International Pure Water; Not Investment related; ADDRESS: 405 OLD PALMETTO BLUFF ROAD, BLUFFTON SC 29910; Nature of OBA: NATURE: MANUFACTURES AND SELLS RETAIL AND COMMERCIAL WATER FILTRATION PRODUCTS; Posn/Title: VICE PRESIDENT OF BUSINESS DEVELOPMENT; START DATE: 09/01/2022; No NUMBER OF Hrs/Mth: 20 Hrs; No of Hrs/Mth during Securities Trading: 10; OBA Desc: RESPONSIBLE FOR THE DEVELOPMENT OF NEW BUSINESS, FINANCIAL MANAGEMENT AND KEY RELATIONSHIPS FOR THE COMPANY. 5) Sunfire Farms LLC; Not Investment related; 18 Kane Ct, Williowbrook, IL 60527; Nature of OBA: OUTDOOR MARIJUANA GROWER IN MICHIGAN. THIS BUSINESS PERFORMS THE SAME FUNCTION AND IS ENVENTUALLY REPLACING WELLHEAD PROVISIONS LLC; Posn/Title: Business Owner; Start Date: 12/03/24; No NUMBER OF Hrs/Mth: 10 Hrs; No of Hrs/Mth during Securities Trading: 5; OBA Desc: ADMINISTRATIVE, LICENSING AND FINANCIAL OFFICER OF THE COMPANY.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-09-19
S63 Uniform Securities Agent State Law Examination 2002-01-11
  • S65 Uniform Investment Adviser Law Examination
    2006-09-19
  • S63 Uniform Securities Agent State Law Examination
    2002-01-11

View on SEC IAPD

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