Shawn Shyama Patt

Current Employers

Employment History

• 06/2009 → 11/2016
  Morgan Stanley Smith Barney
  Los Angeles, CA
• 01/2015 → 11/2016
  Morgan Stanley Private Bank, National Association
  New York, NY
• 11/2016 → 06/2021
  Rbc Capital Markets, Llc
  Beverly Hills, CA
• 12/2016 → 06/2021
  City National Bank
  Beverly Hills, CA
• 06/2021 → 06/2022
  Mag Cap
  Jackson, MS
• 04/2022 → Present
  Atala Financial Inc
  Calabasas, CA

Previous Registrations

• 2022-06-08 → 2024-01-06
  Atala Financial Inc
  Calabasas, CA
• 2021-06-15 → 2022-06-30
  Mag Cap
  Ridgeland, MS
  Calabasas, CA
• 2016-11-10 → 2021-06-24
  Rbc Capital Markets, Llc
  Beverly Hills, CA
• 2009-06-01 → 2016-11-11
  Morgan Stanley
  Los Angeles, CA
  Beverly Hills, CA
• 2008-06-06 → 2009-06-01
  Citigroup Global Markets Inc.
  Los Angeles, CA
• 2002-09-26 → 2008-06-20
  Ubs Financial Services Inc.
  Century City, CA
  Los Angeles, CA

Other Businesses

(1) UCLA ANDERSON SCHOOL OF MANAGEMENT; ADDRESS: 110 WESTWOOD PLAZA; BUSINESS DESCRIPTION: UNIVERSITY; NOT INVESTMENT RELATED; START DATE: 07/01/2009; CAPACITY: Professor; DUTIES: Teach Introduction to Business & Entrepreneurship, Personal Finance & The Student Investment Fund HOURS DEVOTED PER WEEK: 7; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 01 (2) FANTASY CLUBHOUSE; ADDRESS: PERSONAL RESIDENCE; BUSINESS DESCRIPTION: CONNECT PROFESSIONAL ATHLETES WITH FANS FOR A ROUND OF GOLF; NOT INVESTMENT RELATED; START DATE: 05/01/2015; CAPACITY: OWNER-ACTIVE; DUTIES: CEO; HOURS DEVOTED PER WEEK: 1-2; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0. (3) Price.com; ADDRESS: 425 1st St, San Francisco, CA 94105; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: Money savings platform used for comparison shopping, cashback, coupons, price history, and price alerts.; CAPACITY: Advisory Board (4) Atala Tools Inc.; Investment related; 23912 Aspen Way, Calabasas, CA 91302; Platform that provides education and tools for people to make their own investment decisions and to plan their financial lives; CEO; 2/1/2023; Approximate number of hours/month: 30; Hours during trading hours: 0; Leadership, Strategic Guidance and Management of the enterprise (5) No name, Textbook published under my name; Content of textbook is investment related; 23912 Aspen Way, Calabasas, CA 91302; Writing books on financial literacy; Self (author); 6/9/23; approximate number of hours/month devoted to the other business: 10; number of hours devoted to the other business during securities trading hours: 0; writing books to educate people on Personal Finance. (6) Investment & Wealth Institute; Investment-related; 5619 DTC Parkway, Suite 600, Greenwood Village, CO 80111; Educational Institution; CPWA® Certification Commission Member; 1/1/2024; 4 hours/month; 0 hours during securities trading hours; The CPWA Certification Commission oversees CPWA ® Certification. The Commission is charged with the development and maintenance of CPWA Certification, and is solely responsible for setting the requirements for initial. The Commission is autonomous and independent of the Institute Board of Directors.

Exams

• S66 Uniform Combined State Law Examination
  2002-09-24
• S63 Uniform Securities Agent State Law Examination
  2002-01-24