Golam Farhad Chowdhury

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2002-03-05

FL RA
APPROVED

Since 2002-03-05

Branch Locations

2989 Pga Blvd, Palm Beach Gardens, FL 33410 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wachovia Bank, N.A.	Jupiter	FL	04/2007	Present
Wells Fargo Advisors Llc	Jupiter	FL	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Jupiter	FL	11/2016	Present

04/2007 → Present

Wachovia Bank, N.A.

Jupiter, FL
05/2009 → 11/2016

Wells Fargo Advisors Llc

Jupiter, FL
11/2016 → Present

Wells Fargo Clearing Services, Llc

Jupiter, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-06-07
S63	Uniform Securities Agent State Law Examination	2002-03-07

S66 Uniform Combined State Law Examination

2021-06-07
S63 Uniform Securities Agent State Law Examination

2002-03-07

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Exams

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