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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2026-07-27
WA RA APPROVED 2026-07-27
DE RA APPROVED 2021-11-03
MD RA APPROVED 2021-09-13
NV RA APPROVED 2021-08-26
PA RA APPROVED 2021-05-14
NC RA APPROVED 2020-03-05
TX RA APPROVED_RES 2017-05-12
CA RA APPROVED 2012-04-17
VA RA APPROVED 2012-04-17
  • OR RA
    APPROVED
    Since 2026-07-27
  • WA RA
    APPROVED
    Since 2026-07-27
  • DE RA
    APPROVED
    Since 2021-11-03
  • MD RA
    APPROVED
    Since 2021-09-13
  • NV RA
    APPROVED
    Since 2021-08-26
  • PA RA
    APPROVED
    Since 2021-05-14
  • NC RA
    APPROVED
    Since 2020-03-05
  • TX RA
    APPROVED_RES
    Since 2017-05-12
  • CA RA
    APPROVED
    Since 2012-04-17
  • VA RA
    APPROVED
    Since 2012-04-17

Branch Locations

Oxnard, CA • United States

2875 Michelle Drive Suite 110, Irvine, CA 92606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Accountemps Tarzana CA 10/2006 Present
Guardian Life Insurance Company Pasadena CA 11/2001 05/2020
Park Avenue Securities Pasadena CA 01/2012 05/2020
Guardian Life Insurance Beverly Hills CA 06/2020 09/2022
Park Avenue Securities Beverly Hills CA 06/2020 09/2022
Guardian Life Insurance Company Irvine CA 10/2022 06/2024
Park Avenue Securities Irvine CA 10/2022 06/2024
Guardian Life Insurance Company Oxnard CA 06/2024 Present
Park Avenue Securities Oxnard CA 06/2024 Present
  • 10/2006 → Present
    Accountemps
    Tarzana, CA
  • 11/2001 → 05/2020
    Guardian Life Insurance Company
    Pasadena, CA
  • 01/2012 → 05/2020
    Park Avenue Securities
    Pasadena, CA
  • 06/2020 → 09/2022
    Guardian Life Insurance
    Beverly Hills, CA
  • 06/2020 → 09/2022
    Park Avenue Securities
    Beverly Hills, CA
  • 10/2022 → 06/2024
    Guardian Life Insurance Company
    Irvine, CA
  • 10/2022 → 06/2024
    Park Avenue Securities
    Irvine, CA
  • 06/2024 → Present
    Guardian Life Insurance Company
    Oxnard, CA
  • 06/2024 → Present
    Park Avenue Securities
    Oxnard, CA
Previous Registrations
  • 2010-04-23 → 2012-01-19
    Avantax Advisory Services
    Sherman Oaks, CA
Other Businesses

1. Outside insurance sales-health insurance, life insurance and fixed annuities to individuals., Start: 02/01/2006, Address: 2855 Michelle Dr Ste 320 Irvine CA 92606, 4 total hours per month; 0 during securities trading hours, Investment related, Less than 10% annual compensation, 2. Bookkeeper,-temporary contract worker providing bookkeeping service through Accountemps, Start: 10/01/2023, Address: 1525 State Street Suite 101, Santa Barbara CA 93101, 10 total hours per month; 0 during securities trading hours, Not Investment related, More than 10% annual compensation,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-06
S63 Uniform Securities Agent State Law Examination 2002-03-28
  • S66 Uniform Combined State Law Examination
    2009-04-06
  • S63 Uniform Securities Agent State Law Examination
    2002-03-28

View on SEC IAPD

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