Roger Wayne Edwards

Employer firm

Global View Capital Management LLC CRD 158292

$775M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SUB-ADVISER TO OTHER ADVISERS & ADVICE TO PARTICIPANTS OF 401(K), 403B, 457 AND SIMPLE RETIREMENT PLANS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → Present
  Global View Capital Management, Llc
  Waukesha, WI
• 12/2013 → Present
  Global View Capital Insurance Services, Llc
  Waukesha, WI
• 05/2013 → Present
  Global View Capital Advisors, Llc
  Waukesha, WI

Previous Registrations

• 2011-07-20 → 2013-12-31
  The Strategic Financial Alliance, Inc.
  Bellevue, WA
  Sammamish, WA
  Waukesha, WI
• 2008-06-11 → 2011-07-29
  Investment Advisors International, Inc.
  Renton, WA

Other Businesses

[1] GLOBAL VIEW CAPITAL ADVISORS, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL MANAGEMENT, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: MARKETING FIRM FOR INSURANCE AND ADVISORY SERVICES; POSITION: INDEPENDENT CONTRACTOR; AFFILIATION DATE: 05-16-2013; APPROX. 152 ADVISORY HRS/MONTH; APPROX. 76 ADVISORY HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF GVCM ADVISORY SERVICES AND GVCI INSURANCE SERVICES. GVCI HOURS LISTED SEPARATELY IF APPLICABLE. [2] GLOBAL VIEW CAPITAL INSURANCE SERVICES, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL ADVISORS, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA WI 53188; NATURE: INSURANCE; POSITION: INSURANCE AGENT; STARTED: DECEMBER 2013; APPROX. 16 HRS/MONTH; APPROX. 8 HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF FIXED INSURANCE PRODUCTS FOR MULTIPLE PROVIDER COMPANIES TO PROSPECTIVE CLIENTS AND EXISTING CLIENTS WITH FOCUS ON SALE OF LIFE, LONG TERM CARE AND DISABILITY INSURANCE PRODUCTS. [3] FINANCIAL PLANNING ASSOCIATION OF GREATER PHOENIX ("FPAGP"); YES-INVESTMENT RELATED; ADDRESS: P.O. BOX 4130, SCOTTSDALE, AZ 85261; NATURE: ASSOCIATION OF CERTIFIED FINANCIAL PLANNER PROFESSIONALS; POSITION: MEMBER; STARTED: SEPTEMBER 2018; APPROX. 8 HRS/MONTH; APPROX. 4 HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: PROMOTE THE PROFESSION OF FINANCIAL PLANNING, ENGAGE COLLEAGUES LEGISLATURES AND PUBLIC TO THE BENEFITS OF FINANCIAL PLANNING. [4] SUN VALLEY COMMUNITY CHURCH; NOT INVESTMENT RELATED; ADDRESS: 456 E. RAY ROAD, GILBERT, AZ 85296; NATURE: CHURCH; POSITION: FACILITIES WORKER; STARTED: 02.07.2022; APPROX. 5/HRS MONTH DURING TRADING HOURS; APPROX.23 HRS/MONTH OUTSIDE TRADING HOURS; RESPONSIBILITIES: PART-TIME WORK MAINTAINING FACILITIES.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-06-10
• S63 Uniform Securities Agent State Law Examination
  2002-02-15

Designations

• Certified Financial Planner

Other Names

• Roger W. Edwards
• Roger Edwards