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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2017-10-19 |
Branch Locations
11430 N Community House Rd. Ste 260, Charlotte, NC 28277 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Securities Corporation | Columbia | SC | 04/2015 | 09/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 09/2017 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 09/2017 | Present |
1) CIRA- 1776 Pleasant Plain Rd. Fairfield, IA 52556. 9/5/2017. Advisory Rep of a registered Investment Advisor. Investment Related. 40/weekly, 40/trading 2) Independent Insurance Agent for Various Insurance Companies. Charlotte, NC. 1/1999, Investment related, 40/weekly, 20/trading 3) FORTH FINANCIAL GROUP, 11430 N Community House Rd, #260, Ste 260, Charlotte NC 28277, United States, 07/11/2024, Agent, Using a Trade Name/dba, NIR, 4HR/MO - 4HR/trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-05-19 |
| S65 | Uniform Investment Adviser Law Examination | 1998-10-12 |
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