Richard Shane Johnson

Current Employers

Employment History

• 06/2008 → 09/2020
  Manager Connect
  Glen Ellyn, IL
• 01/2011 → Present
  Advisors Asset Management, Inc
  Monument, CO

Previous Registrations

• 2009-01-13 → 2014-12-31
  Manager Connect, Inc
  Glen Ellyn, IL
• 2009-01-13 → 2013-12-31
  Manager Connect, Inc
  Glen Ellyn, IL
• 2007-05-29 → 2008-06-05
  Chase Investment Services Corp.
  Wheaton, IL
• 2006-08-23 → 2007-05-14
  U.S. Bancorp Investments, Inc.
  Rosemont, IL
  Wheeling, IL
  Palatine, IL
  Elk Grove Village, IL
• 2004-03-11 → 2006-08-29
  Guggenheim Investments
  Lisle, IL
  Chicago, IL
• 2003-03-12 → 2004-05-11
  Guggenheim Funds Distributors, Llc
  Chicago, IL
  Lisle, IL

Other Businesses

1. Real Estate Investor/Owner, 1613 House Drive, Woodland, CA 95776, start 6/2020, 2 hrs a month, not securities investment related. 2. MBS Properties LLC, 1613 House Drive, Woodland, CA, 50 % owner, start 7/2021, 5 hours a month, Rental Properties. These are out of state rental properties that will be managed by a property manager. Other than purchase and approval for large repairs, it will be hands off. not securities investment related.

Exams

• S66 Uniform Combined State Law Examination
  2001-12-31