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100 Corporate Woods Suite 300, Rochester, NY 14623 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-09 |
| FL | RA | APPROVED | 2008-08-05 |
Branch Locations
100 Corporate Woods Suite 300, Rochester, NY 14623 • United States
100 Corporate Woods Suite 300, Rochester, NY 14623 • UNITED STATES
100 Corporate Woods Suite 300, Rochester, NY 14623 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sage Rutty And Co., Inc. | Rochester | NY | 01/2001 | Present |
NEIL S. FROOD, ATTORNEY AT LAW, 1575 HIGHLAND AVENUE, ROCHESTER, NY 14607. NOT INVESTMENT RELATED. SOLE PROPRIETOR ATTORNEY OFFICE SINCE 8/01/01 HOURS PER MONTH: LESS THAN 4 HOURS DURING TRADING HOURS: 4 OR LESS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-07-31 |
| S66 | Uniform Combined State Law Examination | 2004-07-23 |
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