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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-03-08 |
| NY | RA | APPROVED | 2023-03-08 |
| TX | RA | APPROVED | 2004-11-23 |
| FL | RA | APPROVED | 2002-05-20 |
Branch Locations
100 South East Second Street, Miami, FL 33131 • United States
100 S.E. 2Nd Street 25Th, Miami, FL 33131 • United States
4225 Ponce De Leon Blvd Suite 500, Coral Gables, FL 33146 • United States
Coral Gables, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Miami | FL | 05/2002 | Present |
1. The T.T Irrevocable Trust, Coral Gables FL United States-33146, I became Trustee of my father's personal trust upon his death. I will be Trustee of the Trust assets at UBS, which have been disclosed. The T.A., also disclosed, was closed in 2021; waiting to finalize taxes to officially close and then update UBS disclosures, I am in charge of the accounts, which I will put in an advisory platform, Start date-8/24/2021
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-01-31 |
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