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3980 Old Milton Parkway, Alpharetta, GA 30005 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-12-21 |
Branch Locations
19112 Gridley Rd Ste 105, Cerritos, CA 90703 • United States
3980 Old Milton Parkway, Alpharetta, GA 30005 • United States
609 Deep Valley Dr. Suite #200, Rolling Hills Estates, CA 90274 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Groove Box Entertainment | Perris | CA | 05/2001 | 06/2018 |
| Financial Alliance And Insurance Solutions | Long Beach | CA | 12/2010 | Present |
| Horter Investment Management, Llc | Cincinnati | OH | 06/2015 | 08/2018 |
| Virtue Capital Management, Llc | Brentwood | TN | 07/2018 | 12/2023 |
| Gibbs Wealth Management, Llc | Alpharetta | GA | 12/2023 | Present |
FINANCIAL ALLIANCE AND INSURANCE SOLUTIONS INVESTMENT RELATED INSURANCE AGENT LONG BEACH, CA 12/2010 200 HOURS/MONTH 110 HOURS/MONTH TRADING HOURS WBC PROPERTIES LLC NOT INVESTMENT RELATED 1% REAL ESTATE OWNER SHERIDAN, WY 82801 7/2025 5 HOURS/MONTH 2 HOURS/MONTH TRADING HOURS KWB MARKETING NOT INVESTMENT RELATED OWNER LONG BEACH, CA 90815 12/2020 1 HOUR/MONTH 0 HOURS/MONTH TRADING HOURS LEGIT RIDES NOT INVESTMENT RELATED AUTOSHOP OWNER MT 59105 12/2024 10 HOURS/MONTH 2 HOURS/MONTH TRADING HOURS BARNETT PROFESSIONAL SERVICES INVESTMENT RELATED REAL ESTATE MANAGING PARTNER FT DODGE, IA 50501 12/2024 2 HOURS/MONTH 0 HOURS/MONTH TRADING HOURS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 2005-03-31 |
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