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Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-03-16
NY RA APPROVED 2026-03-02
  • MA RA
    APPROVED
    Since 2026-03-16
  • NY RA
    APPROVED
    Since 2026-03-02

Branch Locations

Medford, MA • United States

Vestal, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stay At Home Mother Medford MA 03/2015 05/2025
Treadstone Wealth Advisors Medford MA 05/2025 03/2026
Commonwealth Financial Network Waltham MA 03/2026 Present
Treadstone Wealth Advisors Vestal NY 03/2026 Present
  • 03/2015 → 05/2025
    Stay At Home Mother
    Medford, MA
  • 05/2025 → 03/2026
    Treadstone Wealth Advisors
    Medford, MA
  • 03/2026 → Present
    Waltham, MA
  • 03/2026 → Present
    Treadstone Wealth Advisors
    Vestal, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-03
S63 Uniform Securities Agent State Law Examination 2003-07-21
  • S66 Uniform Combined State Law Examination
    2026-02-03
  • S63 Uniform Securities Agent State Law Examination
    2003-07-21
Other Names
  • Lauren R Claudia
  • Lauren R Claudia

View on SEC IAPD

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