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John Cline Evans

Osaic Wealth, Inc.

Rockwood, TN

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-06-14
  • TN RA
    APPROVED
    Since 2024-06-14

Branch Locations

103 S Front St, Rockwood, TN 37854 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Evans Agency Rockwood TN 07/2007 Present
Signator Investors, Inc. Rockwood TN 12/2015 08/2018
Securities America, Inc. Rockwood TN 08/2018 06/2024
Securities America Advisors Rockwood TN 08/2018 06/2024
Osaic Wealth, Inc. Rockwood TN 06/2024 Present
Osaic Wealth, Inc. Rockwood TN 06/2024 Present
  • 07/2007 → Present
    The Evans Agency
    Rockwood, TN
  • 12/2015 → 08/2018
    Signator Investors, Inc.
    Rockwood, TN
  • 08/2018 → 06/2024
    Securities America, Inc.
    Rockwood, TN
  • 08/2018 → 06/2024
    Securities America Advisors
    Rockwood, TN
  • 06/2024 → Present
    Rockwood, TN
  • 06/2024 → Present
    Rockwood, TN
Previous Registrations
  • 2018-08-31 → 2024-06-14
    Securities America Advisors, Inc.
    Rockwood, TN
  • 2015-12-28 → 2018-09-10
    Signator Investors, Inc.
    Rockwood, TN
    Boston, MA
    Boston, MA
  • 2007-07-31 → 2015-12-28
    Signator Financial Services, Inc.
    Bellevue, WA
    Rockwood, TN
  • 2004-03-15 → 2007-07-23
    Msi Financial Services, Inc.
    Rockwood, TN
Other Businesses

Landlord Position: Landlord Nature: Landlord Investment Related: No Hours: 2 Securities Trading Hours: 1 Start Date: 05/17/2007 Address: 525 Burke Mill Rd, Rockwood TN 37854 The Evans Agency Position: Owner Nature: Insurance Agent Investment Related: No Hours: 60 Securities Trading Hours: 60 Start Date: 07/30/2007 Address: 103 S Front St, Rockwood TN 37854 Rockwood Revitalization Position: president Nature: I am the president of a non profit "Rockwood Revitalization" that has built and maintains a museum for our town, Rockwood TN. Investment Related: No Hours: 2 Securities Trading Hours: 2 Start Date: 04/01/2009 Address: 241 W. Rockwood Street, Rockwood TN 37854 SAA Position: Advisor Nature: Advisory business with SAA Investment Related: Yes Hours: 10 Securities Trading Hours: 10 Start Date: 09/01/2018 Address: 103 S Front St, Rockwood TN 37854 THE EVANS AGENCY - DBA Evans Financial - DBA ROCKWOOD MERCHANTS ASSOCIATION POSITION: VP NATURE: Rockwood Merchants Association, I serve as VP for the Rockwood Merchants Association, we are a group of local business persons that promote and facilitate local street events. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2009 ADDRESS: 241 West Rockwood Street, Rockwood TN 37854 DESCRIPTION: I help organize the street events and vendors SMALL TOWN NETWORK POSITION: Co-host NATURE: Co-Host of a local news and events program on an internet based TV Network. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 02/01/2022 ADDRESS: 218 W Rockwood St, Rockwood TN 37854 DESCRIPTION: Co-host of local programing

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-11-15
S63 Uniform Securities Agent State Law Examination 2002-02-07
  • S65 Uniform Investment Adviser Law Examination
    2007-11-15
  • S63 Uniform Securities Agent State Law Examination
    2002-02-07
Other Names
  • John C. Evans

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