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Laura Cathleen Ferraro

Morgan Stanley

Orlando, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-15
FL RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-04-15
  • FL RA
    APPROVED
    Since 2009-06-01

Branch Locations

201 East Pine Street 11Th Floor, Orlando, FL 32801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Orlando FL 06/2009 Present
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Orlando, FL
  • 2005-09-28 → 2007-04-02
    Morgan Stanley Dw Inc.
    Orlando, FL
    Orlando, FL
  • 2002-12-18 → 2004-12-31
    Invest Financial Corporation
    Tallahassee, FL
  • 2002-01-09 → 2003-01-10
    Citigroup Global Markets Inc.
    Orlando, FL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-08-31
  • S63 Uniform Securities Agent State Law Examination
    2000-08-31
Other Names
  • Laura Cathleen Ferraro
  • Laura C Kirby
  • Laura Cathleen Kirby

View on SEC IAPD

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SCHWAB WEALTH ADVISORY, INC. · Orlando, FL
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SCHWAB WEALTH ADVISORY, INC. · Orlando, FL
SCHWAB WEALTH ADVISORY, INC. · Orlando, FL
SCHWAB WEALTH ADVISORY, INC. · Orlando, FL
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CHARLES SCHWAB & CO., INC. · Orlando, FL
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