Best Investors Account Sign in

Joshua Timothy Oswald

LPl Financial LLC

Coralville, IA

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-21
CA RA APPROVED 2018-02-14
IA RA APPROVED 2018-02-14
  • TX RA
    APPROVED
    Since 2022-01-21
  • CA RA
    APPROVED
    Since 2018-02-14
  • IA RA
    APPROVED
    Since 2018-02-14

Branch Locations

2771 Oakdale Blvd Ste 1, Coralville, IA 52241 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sii Investments, Inc Coralville IA 01/2016 Present
Lpl Financial Llc Coralville IA 02/2018 Present
  • 01/2016 → Present
    Sii Investments, Inc
    Coralville, IA
  • 02/2018 → Present
    Lpl Financial Llc
    Coralville, IA
Previous Registrations
Other Businesses

1. 02/14/2018 - HJR Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-15
S63 Uniform Securities Agent State Law Examination 2002-03-29
  • S66 Uniform Combined State Law Examination
    2016-04-15
  • S63 Uniform Securities Agent State Law Examination
    2002-03-29
Designations

View on SEC IAPD

Other Firms

WEALTH ADVISORS GROUP, LLC
CREATIVE PLANNING
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
EDWARD JONES
STATE FARM INVESTMENT MANAGEMENT CORP.
LANE FAMILY WEALTH MANAGEMENT
PURSUIT WEALTH MANAGEMENT
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Other Investors

MICHAEL J CONLON
JASON ALAN DUMONT
RYAN CHRISTOPHER PANZER
TINA LYNN MCLASKEY
TYLER PAUL FRIDRICH
JAMES JOSEPH MEEHAN
ROBERT EARL ROBINSON
MICHAEL EVERETT DIERS

Other Offices

WEALTH ADVISORS GROUP, LLC · CORALVILLE, IA
CREATIVE PLANNING · Coralville, IA
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER · CORALVILLE, IA
EDWARD JONES · CORALVILLE, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · Coralville, IA
LPL FINANCIAL LLC · NORTH LIBERTY, IA
LANE FAMILY WEALTH MANAGEMENT · NORTH LIBERTY, IA
PURSUIT WEALTH MANAGEMENT · CORALVILLE, IA

More in Coralville, IA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor