Shelly Hall

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2002 → Present
  Various Insurance Carriers
  Blue Springs, MO
• 03/2006 → 03/2024
  Rim Securities Llc
  New York, NY
• 03/2006 → 03/2024
  Symphonic Financial Advisors
  New York, NY
• 05/2006 → 03/2024
  Symphonic Securities
  Kansas City, MO
• 03/2024 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 03/2024 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2006-03-01 → 2024-03-19
  Symphonic Financial Advisors Llc
  New York, NY
  Kansas City, MO
• 2002-03-05 → 2006-03-07
  Waddell & Reed
  Independence, MO
  Independence, MO

Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 03/04/2024 2) SHELLY HALL, 310 E Hansen Court, Independence MO 64055, 11/2022, Owner, Real Estate, NIR, 2 HR/MO, 0 HR/MO TRADING. 3) HALL-WAY FINANCIAL SERVICES, 316 E Hansen Court, Indpendence MO 64055, United States, 03/01/2024, Owner, DBA Name, INV REL, 160 HR/MO - 120 HR/MO TRADING 4) SHELLY HALL, 316 E Hansen Court, Independence MO 64055, United States, 11/30/2022, Owner, Real Estate, NIR, 2 HR/MO - 0 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2002-02-28

Other Names

• Shelly Hall Peterson