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Larry Neil Behage

Behage Financial

Campbell, CA

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Current Employers
Behage Financial

1500 E. Hamilton Avenue Suite 212, Campbell, CA 95008 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-05-15
  • CA RA
    APPROVED
    Since 2020-05-15

Branch Locations

1500 E. Hamilton Avenue, Suite 212, Campbell, CA 95008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Behage Financial Campbell CA 01/2021 Present
Behage Tax Campbell CA 01/2021 Present
Larry N. Behage, Ea, Cfp Campbell CA 01/2015 01/2021
  • 01/2021 → Present
    Campbell, CA
  • 01/2021 → Present
    Behage Tax
    Campbell, CA
  • 01/2015 → 01/2021
    Larry N. Behage, Ea, Cfp
    Campbell, CA
Previous Registrations
  • 2009-10-05 → 2010-07-01
    Minneapolis, MN
    San Jose, CA
    San Jose, CA
  • 2007-10-01 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Campbell, CA
Other Businesses

DURING THE MONTHS OF JANUARY THROUGH APRIL 15TH OF EACH YEAR, A SIGNIFICANT AMOUNT OF TIME DURING REGULAR TRADING HOURS WILL BE DEVOTED TO Behage Tax Services BUSINESS OF TAX PREPARATION. IN THE SAME LOCATION. AFTER APRIL 15TH THROUGH THE END OF THE YEAR, THERE WILL BE NO OUTSIDE BUSINESS TO INTERFERE DURING REGULAR TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-09-29
S63 Uniform Securities Agent State Law Examination 2002-02-19
  • S65 Uniform Investment Adviser Law Examination
    2007-09-29
  • S63 Uniform Securities Agent State Law Examination
    2002-02-19
Designations

View on SEC IAPD

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