William B Lovett Iii

Ubs Financial Services Inc.

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2009-10-05
NC	RA	APPROVED	2009-07-02

TX RA
APPROVED

Since 2009-10-05
NC RA
APPROVED

Since 2009-07-02

Branch Locations

6100 Fairview Road 9Th Floor, Charlotte, NC 28211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Charlotte	NC	06/2009	Present

06/2009 → Present

Ubs Financial Services Inc

Charlotte, NC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-07-01
S63	Uniform Securities Agent State Law Examination	2002-02-20

S66 Uniform Combined State Law Examination

2009-07-01
S63 Uniform Securities Agent State Law Examination

2002-02-20

Other Names

Bill Lovett
William Britt Lovett
William Lovett Iii

View on SEC IAPD

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