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425 N Martingale Rd Suite 1220, Schaumburg, IL 60173 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2026-08-05 |
| NJ | RA | APPROVED | 2025-02-07 |
| OK | RA | APPROVED | 2025-01-06 |
| GA | RA | APPROVED | 2025-01-03 |
| WI | RA | APPROVED | 2024-02-05 |
| AZ | RA | APPROVED | 2024-01-10 |
| NC | RA | APPROVED | 2024-01-10 |
| MS | RA | APPROVED | 2022-09-20 |
| ME | RA | APPROVED | 2022-09-09 |
| AR | RA | APPROVED | 2020-02-13 |
| LA | RA | APPROVED | 2019-08-12 |
| TX | RA | APPROVED | 2017-04-13 |
Branch Locations
1800 West Loop South Unit 1700, Houston, TX 77027 • United States
425 N Martingale Rd Suite 1220, Schaumburg, IL 60173 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Houston | TX | 07/2014 | 10/2016 |
| Raymond James Financial Services Advisors Inc. | The Woodlands | TX | 07/2014 | 10/2016 |
| Woodforest National Bank | The Woodlands | TX | 07/2014 | 10/2016 |
| Woodforest Financial Services, Inc | The Woodlands | TX | 10/2014 | 10/2016 |
| World Equity Group | Houston | TX | 01/2017 | Present |
1) Innovation Capital Assurance. 4801 Woodway Dr., Ste. 305 West. Houston, TX 77056. Investment related. Start Date: 9/2019. President. Licensed insurance agent; fixed Insurance sales including health, life and disability through various companies. Approx. hrs/mo: 50. Approx. hrs/mo during securities trading: 50. 2) SMART Group Houston.4801 Woodway Drive, Suite 305 W, Houston, TX Investment related. Start date: 1/2017. President. dba for investment and registered representative business. Approx. hrs/mo: 120. Approx. hrs/mo during securities trading: 120. 3) Exponent Prosperity Accelerator Advisors, LLC. 4801 Woodway Dr., Suite 305 West, Houston, TX 77056. Not Investment Related. Start Date: 9/2019. Partner. Business consulting services, executive retention and business transition. Approx. hrs/mo: 80. Approx. hrs/mo during securities trading: 80. 4) STATE OF TEXAS NOTARY PUBLIC; Not investment related; 4801 Woodway Dr, Suite 305W, Houston TX 77056; Nature: Notary Public; START DATE: 01/25/2023; number of hours/month for the OBA: ZERO; Hrs/Month during Business Hours: ZERO.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-02-17 |
| S63 | Uniform Securities Agent State Law Examination | 2002-01-30 |
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