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3945 Freedom Circle, Santa Clara, CA 95054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-11-01 |
| VA | RA | APPROVED | 2018-11-01 |
Branch Locations
4000 Legato Road 8Th Floor, Fairfax, VA 22033 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edelman Financial Services, Llc | Fairfax | VA | 02/2016 | 11/2018 |
| Ef Legacy Securities, Llc | Henrico | VA | 04/2016 | 10/2018 |
| Financial Engines Advisors L.L.C. | Sunnyvale | CA | 11/2018 | 05/2022 |
| Round Hill United Methodist Church | Round Hill | VA | 10/2021 | Present |
| Financial Engines Advisors L.L.C. | Santa Clara | CA | 05/2022 | Present |
| Ashton Baptist Church | Ashton | MD | 10/1995 | 10/2021 |
(1) Round Hill United Methodist Church; INVESTMENT RELATED: No; ADDRESS: 11 W Loudoun St., Round Hill, VA 20141; NATURE: Religious organization - Church; POSITION: The Church pianist, accompanist, keyboardist; START DATE: 10/31/2021; NUMBER OF HOURS/MONTH:20 Hrs.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 0 Hrs.; DUTIES: I play for church services, choir and praise team rehearsals, weddings, funerals, special occasions.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-05-20 |
| S63 | Uniform Securities Agent State Law Examination | 2002-02-14 |
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