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Gwn Securities Inc. CRD 128929
$4.75B regulatory AUM 54 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-06-03 |
Branch Locations
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Azie, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gwn Securities Inc. | Palm Beach Gardens | FL | 06/2014 | Present |
LIFE INSURANCE AND ANNUITIES POSITION: AGENT NATURE: LIFE INSURANCE AND FIXED ANNUITES INVESTMENT RELATED: YES NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/02/2014 ADDRESS: 201 Pecan Street, Fort Worth, TX 76102 DESCRIPTION: GETTING QUOTES, ILLUSTRATIONS AND APPLICATIONS. REDWOOD FINANCIAL GROUP, Is Investment Related, DBA, Financial Professional 06/03/2014,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales. RB WEALTH MANAGEMENT, LLC Is Investment Related, ADDRESS: "7190 Briar Road, , Azle, TX, 76020, United States", NATURE: Financial, POSITION: Owner, 9/20/2024, 120 hours per month, 0 hours per month during trading hours, DESCRIPTION; Paid by LLC
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-03-07 |
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