Frank Heng Yang

Employer firm

Transamerica Financial Advisors, LLC CRD 16164

$2.11B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2001 → Present
  World Financial Group
  Fremont, CA
• 02/2010 → 03/2018
  Jfp Investment Group, Llc
  Sunnyvale, CA
• 01/2012 → Present
  Transamerica Financial Advisors, Inc
  Fremont, CA
• 06/2012 → Present
  Productive Marketing, S-Corp
  Sunnyvale, CA

Previous Registrations

• 2009-06-08 → 2012-01-06
  Investment Advisors International, Inc.
  Sunnyvale, CA
  Mountain View, CA

Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. Co name: PRODUCTIVE MARKETING, S-CORP/ emp dates: 0612 TO PRESENT/ INVESTMENT RELATED: NO /address: 1220 TASMAN DR #344 SUNNYVALE, CA 94089/ position: BUSINESS & MARKETING STRATEGIST/ nature of business: OUR MAIN JOB IS TO HELP BUSINESS OWNERS WITH BUSINESS & MARKETING STRATEGIST, AND PROVIDE ONLINE SOLUTION, INCLUDING IT SUPPORT / hrs work monthly: 10-20 HRS /Sec trading hrs: 0 / duties: I help Jane with our business setup, some operation, bookkeeping & finance (Internal); I will also help our future business clients design their business & marketing strategies, then my wife will help them with the implementation with Online & IT solution OBA Amendment Update: "PRODUCTIVE MARKETING, S-CORP"

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-04-27
• S63 Uniform Securities Agent State Law Examination
  2002-01-14

Other Names

• Frank Yang
• Heng Yang