Cole Daniel Kelly

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

(1 FIXED INSURANCE - LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE. (2) NAME OF OTHER BUSINESS: COACH COLE FINANCIAL SERVICES LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR BROKER-DEALER BUSINESS START DATE: MARCH 2013 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: INVESTMENT AND FINANCIAL SERVICES AND INSURANCE BUSINESS THROUGH THE BROKER-DEALER. (3) NAME OF OTHER BUSINESS: LOVE INC ; INVESTMENT RELATED: NO ; ADDRESS: 1600 BAVARIA ROAD, CHASKA, MN 55318 ; NATURE OF BUSINESS: FINANCE COMMITTEE ; START DATE: 11/2019 ; POSITION/TITLE/RELATIONSHIP: FINANCE COMMITTEE ; APX NUMBER OF HOURS PER WEEK: 1-2 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1-2 ; BRIEF DESCRIPTION OF DUTIES: ANOTHER SET OF EYES TO REVIEW PROCESS AND STRUCTURE TO ENSURE ACTIVITIES ARE HAPPENING ;

Exams

• S66 Uniform Combined State Law Examination
  2002-01-02

Other Names

• Cole Daniel Kelly