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Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2015-07-07
  • FL RA
    APPROVED
    Since 2015-07-07

Branch Locations

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Plant City, FL • United States

1011 Route 22 Suite 104, Bridgewater, NJ 08807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gwn Securities Inc Palm Beach Gardens FL 07/2015 Present
Previous Registrations
  • 2012-10-01 → 2015-07-07
    Miami, FL
    Miami, FL
    Homestead, FL
    Homestead, FL
    Miami, FL
    Miami, FL
  • 2010-08-30 → 2012-10-01
    Chase Investment Services Corp.
    Homestead, FL
    Miami, FL
    Homestead, FL
    Miami, FL
    Miami, FL
    Miami, FL
    Miami, FL
  • 2010-01-27 → 2010-07-26
    Tampa, FL
    Temple Terrance, FL
    Tampa, FL
    Brandon, FL
    Brandon, FL
    Tampa, FL
    Tampa, FL
    Wesley Chapel, FL
    Tampa, FL
    Fort Mill, SC
  • 2008-04-09 → 2010-01-20
    Cetera Investment Services Llc
    Tampa, FL
    Fort Lauderdale, FL
    Clearwater, FL
  • 2007-01-31 → 2008-03-06
    Tampa, FL
  • 2003-06-26 → 2007-01-11
    Tampa, FL
    Tampa, FL
Other Businesses

DELTA TAU LAMBDA SORORITY, INC. POSITION: MEMBER AT LARGE / CHAPTER TREASURER (FORMERLY PRESIDENT) DETAILS KAPPA LAMBDA CHAPTER. START DATE 8/1/2014, 5 HOURS PER MONTH DEVOTED TO POSITION, 0 HOURS DURING SECURITIES TRADING, NON-INVESTMENT RELATED. LIFE, HEALTH AND ANNUITY - MADISON BROKEAGE POSITION: Financial Advisor NATURE: Life, health and annuity insurance business. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/21/2002 ADDRESS: 10631 N. Kendall Dr., Suite 110, Miami FL 33176, United States DESCRIPTION: I make sure my client's are properly insured and utilize the products to create income streams and asset protection. LIBERTY BANKERS INSURANCE GROUP POSITION: Insurance agent NATURE: Medicare supplement insurance plans. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/07/2020 ADDRESS: 1605 Lyndon B Johnson Freeway, Suite 700, Dallas TX 75234, United States DESCRIPTION: Offer Medicare supplement plans to my clients' that are in need. Applications are done electronically. HEALTH INSURANCE POSITION: Agent NATURE: Offering comprehensive health plans to those that need it. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 08/02/2021 ADDRESS: 2505 Franklin St, Plant City FL 33563, United States DESCRIPTION: Offer Medicare plans, group health plans, individual health plans, dental and vision plans to the public at large. I will be using Humana, Aetna and United Health Care. I will be quoting and submitting the application. ABMM FINANCIAL, Is Investment Related, DBA, Financial Professional, 2015-07-02,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment and Advisory Sales. FM INVESTMENTS, INVESTMENT RELATED: Is Not Investment Related, ADDRESS: "2505 Franklin St., Plant City, FL, 33563, United States", NATURE: Rental properties and flips, POSITION: Co-owner, START DATE: 1/15/2025, NUMBER OF HOURS: 10 hours per month, SECURITIES TRADING HOURS: 0 hours per month during trading hours DESCRIPTION: Rental income and profit from property sales.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-02-05
  • S66 Uniform Combined State Law Examination
    2002-02-05
Other Names
  • Digna Enid Feliciano
  • Nina Feliciano

View on SEC IAPD

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