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CRD 4481578
Gwn Securities Inc. CRD 128929
$4.75B regulatory AUM 54 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2015-07-07 |
Branch Locations
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Plant City, FL • United States
1011 Route 22 Suite 104, Bridgewater, NJ 08807 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gwn Securities Inc | Palm Beach Gardens | FL | 07/2015 | Present |
DELTA TAU LAMBDA SORORITY, INC. POSITION: MEMBER AT LARGE / CHAPTER TREASURER (FORMERLY PRESIDENT) DETAILS KAPPA LAMBDA CHAPTER. START DATE 8/1/2014, 5 HOURS PER MONTH DEVOTED TO POSITION, 0 HOURS DURING SECURITIES TRADING, NON-INVESTMENT RELATED. LIFE, HEALTH AND ANNUITY - MADISON BROKEAGE POSITION: Financial Advisor NATURE: Life, health and annuity insurance business. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/21/2002 ADDRESS: 10631 N. Kendall Dr., Suite 110, Miami FL 33176, United States DESCRIPTION: I make sure my client's are properly insured and utilize the products to create income streams and asset protection. LIBERTY BANKERS INSURANCE GROUP POSITION: Insurance agent NATURE: Medicare supplement insurance plans. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/07/2020 ADDRESS: 1605 Lyndon B Johnson Freeway, Suite 700, Dallas TX 75234, United States DESCRIPTION: Offer Medicare supplement plans to my clients' that are in need. Applications are done electronically. HEALTH INSURANCE POSITION: Agent NATURE: Offering comprehensive health plans to those that need it. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 08/02/2021 ADDRESS: 2505 Franklin St, Plant City FL 33563, United States DESCRIPTION: Offer Medicare plans, group health plans, individual health plans, dental and vision plans to the public at large. I will be using Humana, Aetna and United Health Care. I will be quoting and submitting the application. ABMM FINANCIAL, Is Investment Related, DBA, Financial Professional, 2015-07-02,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment and Advisory Sales. FM INVESTMENTS, INVESTMENT RELATED: Is Not Investment Related, ADDRESS: "2505 Franklin St., Plant City, FL, 33563, United States", NATURE: Rental properties and flips, POSITION: Co-owner, START DATE: 1/15/2025, NUMBER OF HOURS: 10 hours per month, SECURITIES TRADING HOURS: 0 hours per month during trading hours DESCRIPTION: Rental income and profit from property sales.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-02-05 |
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