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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-12-04 |
| TN | RA | APPROVED | 2014-12-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith, Incorporated | Knoxville | TN | 11/2014 | Present |
| Bank Of America, N.A. | Morristown | TN | 01/2015 | Present |
| Bank Of America, N.A. | Knoxville | TN | 11/2025 | Present |
I*83195 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: YOUNG LIVING ESSENTIAL OILS INVESTMENT RELATED: NO ADDRESS OF BUSINESS: LEHI, UTAH 84043 POSITION, TITLE, ASSOCIATION: MEMBER START DATE OF RELATIONSHIP: 8/2/2015 NUMBER OF HOURS DEVOTED: 5 HOURS MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: WHOLESALE OR RETAIL MEMBERSHIP OF YOUNG LIVING ESSENTIAL OILS. I REFER FRIENDS AND FAMILY TO YOUNG LIVING. I*: 2929368 Entity Type: Fiduciary role Name of OBA: C. S. Address: Knoxville, TN 37922 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 09/21/2021 Number of Hours: 5 hrs annually Number of Hours during trading: 1 hr annually Duties: Power of Attorney/Parents
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-07-15 |
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