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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-12-04
TN RA APPROVED 2014-12-02
  • TX RA
    APPROVED_RES
    Since 2014-12-04
  • TN RA
    APPROVED
    Since 2014-12-02

Branch Locations

800 S Gay St, Knoxville, TN 37929 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith, Incorporated Knoxville TN 11/2014 Present
Bank Of America, N.A. Morristown TN 01/2015 Present
Bank Of America, N.A. Knoxville TN 11/2025 Present
Previous Registrations
  • 2008-04-17 → 2014-11-18
    First Horizon Advisors, Inc.
    Morristown, TN
    Morristown, TN
  • 2012-04-20 → 2013-10-10
    Ftb Advisors, Inc.
    Memphis, TN
    Morristown, TN
  • 2006-10-13 → 2008-01-09
    Knoxville, TN
  • 2002-08-27 → 2004-10-15
    First Horizon Advisors, Inc.
    Morristown, TN
  • 2002-07-18 → 2002-08-28
    Truist Investment Services, Inc.
    Knoxville, TN
Other Businesses

I*83195 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: YOUNG LIVING ESSENTIAL OILS INVESTMENT RELATED: NO ADDRESS OF BUSINESS: LEHI, UTAH 84043 POSITION, TITLE, ASSOCIATION: MEMBER START DATE OF RELATIONSHIP: 8/2/2015 NUMBER OF HOURS DEVOTED: 5 HOURS MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: WHOLESALE OR RETAIL MEMBERSHIP OF YOUNG LIVING ESSENTIAL OILS. I REFER FRIENDS AND FAMILY TO YOUNG LIVING. I*: 2929368 Entity Type: Fiduciary role Name of OBA: C. S. Address: Knoxville, TN 37922 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 09/21/2021 Number of Hours: 5 hrs annually Number of Hours during trading: 1 hr annually Duties: Power of Attorney/Parents

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-07-15
  • S66 Uniform Combined State Law Examination
    2002-07-15
Other Names
  • Chaunda L Smith
  • Chaunda L Smith
  • Chaunda Linnea Catron
  • Chaunda Linnea Catron
  • Chaunda Linnea Smith
  • Chaunda Hodges
  • Chaunda Linnea Hodges

View on SEC IAPD

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