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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
Branch Locations
2290 East Ave 2Nd Fl, Rochester, NY 14610 • United States
10 Church Street, Alfred, NY 14802 • United States
Victor, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Rochester | NY | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Rochester | NY | 03/2020 | Present |
Independent Insurance Brokering; Jackson National Life Insurance Company; 04/02/2018; Fixed Annuity. Business Ownership; CADENCE ASSOCIATES, LLC, A NEW YORK LIMITED LIABILITY COMPANY; Member; Manage Ameriprise Business; 2290 East Ave, , Rochester, NY, 14610; Investment-Related; 10/30/2023; 1 to 9 hours per month; 0 during trading hours / Pond Cove Consulting, LLC; Owner; Manage Ameriprise Business; 3 Sheffield Court, , Victor, NY, 14564; Investment-Related; 07/02/2025; 1 to 9 hours per month; 0 during trading hours / Cadence Boston Partners, LLC; Co-owner; Manage Ameriprise Business; 2290 East Avenue, , Rochester, NY, 14610; Investment-Related; 01/26/2026; 1 to 9 hours per month; 0 during trading hours / CBP Property Holdings, LLC; Co-owner; Real Estate; 350 Park Street, Suite 103, North Reading, MA, 01864; Not Investment-Related; 07/27/2026; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Mathew Hill; Owner/Self - Tax preperation; ; 3 Sheffield Court, , Victor, NY, 14564; Not Investment-Related; 12/13/2021; 1 to 9 hours per month; 1 to 9 during trading hours / Pond Cove Consulting, LLC; Owner; Manage advisory business; 3 Sheffield Court, , Victor, NY, 14564; Investment-Related; 07/02/2025; 20 to 39 hours per month; 10 to 19 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-01-14 |
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