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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
  • NY RA
    APPROVED
    Since 2021-04-16

Branch Locations

2290 East Ave 2Nd Fl, Rochester, NY 14610 • United States

10 Church Street, Alfred, NY 14802 • United States

Victor, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Rochester NY 09/2005 03/2020
Ameriprise Financial Services, Llc Rochester NY 03/2020 Present
Other Businesses

Independent Insurance Brokering; Jackson National Life Insurance Company; 04/02/2018; Fixed Annuity. Business Ownership; CADENCE ASSOCIATES, LLC, A NEW YORK LIMITED LIABILITY COMPANY; Member; Manage Ameriprise Business; 2290 East Ave, , Rochester, NY, 14610; Investment-Related; 10/30/2023; 1 to 9 hours per month; 0 during trading hours / Pond Cove Consulting, LLC; Owner; Manage Ameriprise Business; 3 Sheffield Court, , Victor, NY, 14564; Investment-Related; 07/02/2025; 1 to 9 hours per month; 0 during trading hours / Cadence Boston Partners, LLC; Co-owner; Manage Ameriprise Business; 2290 East Avenue, , Rochester, NY, 14610; Investment-Related; 01/26/2026; 1 to 9 hours per month; 0 during trading hours / CBP Property Holdings, LLC; Co-owner; Real Estate; 350 Park Street, Suite 103, North Reading, MA, 01864; Not Investment-Related; 07/27/2026; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Mathew Hill; Owner/Self - Tax preperation; ; 3 Sheffield Court, , Victor, NY, 14564; Not Investment-Related; 12/13/2021; 1 to 9 hours per month; 1 to 9 during trading hours / Pond Cove Consulting, LLC; Owner; Manage advisory business; 3 Sheffield Court, , Victor, NY, 14564; Investment-Related; 07/02/2025; 20 to 39 hours per month; 10 to 19 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-01-14
  • S66 Uniform Combined State Law Examination
    2002-01-14
Designations

View on SEC IAPD

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