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Forum Financial Management, LP CRD 145706
$8.69B regulatory AUM 155 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1900 South Highland Avenue Suite 100, Lombard, IL 60148 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-06-23 |
Branch Locations
Laguna Niguel, CA • United States
1900 South Highland Avenue Suite 100, Lombard, IL 60148 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | New York | NY | 10/2015 | 12/2019 |
| Fidelity Personal And Workplace Advisors | Phoenix | AZ | 01/2020 | 03/2021 |
| Mercer Global Advisors Inc. | Scottsdale | AZ | 05/2021 | 11/2021 |
| Jda Financial / Paradigm Money Managment, Llc | Phoenix | AZ | 12/2021 | 10/2022 |
| Spinnaker Investment Group, Llc | Newport Beach | CA | 09/2022 | 07/2024 |
| Gates Pass Advisors, Llc | Los Altos | CA | 07/2024 | 01/2025 |
| Guide My Finances | Carlsbad | CA | 02/2025 | 05/2026 |
| Osaic Wealth Inc | Carlsbad | CA | 02/2025 | 04/2026 |
| Forum Financial | Laguna Beach | CA | 06/2026 | Present |
1) Sole Proprietor; Investment-related; 303 Broadway St, St 104 #1204, Laguna Beach, CA, 92651; Insurance; Insurance agent; 10/2022; <5 hours per month; <5 hours during securities trading hours; Insurance sales. 2) Shore Up Divorce; Not investment-related; 303 Broadway St, St 104 #1204, Laguna Beach, CA, 92651; CDFA; Founder; 06/2026; 20 hours per month; 10 hours during securities trading hours; Meet with prospects and clients virtually to assess their divorce financial needs.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-07 |
| S63 | Uniform Securities Agent State Law Examination | 2002-04-08 |
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