Mark Andrew Luhtanen

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2011-04-12
TX	RA	APPROVED	2011-04-11

NJ RA
APPROVED

Since 2011-04-12
TX RA
APPROVED

Since 2011-04-11

Branch Locations

130 Turner St Ste 800, Waltham, MA 02453 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Boston	MA	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Wellesley	MA	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Boston, MA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Wellesley, MA

Other Businesses

TRUSTEE FOR FATHER, INVESTMENT RELATED, WESTWOOD, MA, START 5/1/2012, 2 HOURS PER MONTH, 1 HR DURING TRADING. RENTAL PROPERTY, INV RELATED, PLYMOTH, MA, 100% OWNERSHIP, START 5/28/2020, ZERO HOURS PER MONTH, HOURS DURING TRADING. UNITED COMMANDERY ; INV RELATED; NORWOOD, MA; FRATERNAL ORGANIZATION ; FINANCE COMMITTEE MEMBER; START DATE: 09/27/2025; 2 HRS PER MONTH; 0 HRS DURING TRADING; |

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-01-29

S66 Uniform Combined State Law Examination

2002-01-29

Designations

Certified Financial Planner

View on SEC IAPD